Program Chair:

Diana E. McCarthy
Partner
Drinker Biddle & Reath LLP

Speakers:

Thomas A. Biolsi
Associate Regional Director for Examinations
Northeast Regional Office
U.S. Securities and Exchange Commission

Josh Deringer
Attorney
Drinker Biddle & Reath LLP

George Djurasovic
Vice President & Associate General Counsel
Goldman, Sachs & Co.

Marc E. Elovitz
Partner
Schulte Roth & Zabel LLP

Hal Liebes
Executive Vice President & Chief Legal Officer
Fred Alger Management, Inc.

Barbara Brooke Manning
Chief Compliance Officer
ClearBridge Advisors, a Legg Mason Company

John Schneider
Managing Director, Financial Services
Navigant Consulting, Inc.

Judy Babb Werner
Chief Compliance Officer
Gardner Lewis Asset Management