This highly focused, one-day workshop is designed to give you practical guidance on the steps to take NOW to make sure that you have the information you need on today’s critical issues. Don’t miss this opportunity to make sure that your compliance programs and procedures are in line with today’s requirements and market realities.

In the spotlight: Our faculty of highly experienced instructors will focus on the continuing fallout of the subprime crisis and what that means to you; valuations; money market funds; new issues for EFTs; key issues with retirement products; SEC inspection priority update; and much more.

Highlights Include:

• In-depth coverage of valuation
• Implications of the subprime crisis
• SEC inspection priorities
• New products including EFTs and retirement products